Data – Compliance Senior Analyst II

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

This is a hybrid role (4 days in office / 1 day remote)

Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts.

Responsibilities:

The Senior Compliance Data Analyst’s primary focus will be to:

Support the continued adoption of the Interactive Brokers Data policies and procedures

Oversee governance efforts to strengthen data lifecycle management across the enterprise

Collaborate with technical and business stakeholders to strengthen data quality

Produce source to destination data maps for AML compliance reports and systems

Design periodic and adhoc supervisory reports and complete associated reviews

Guide and manage data incidents and remediation

Implement internal control enhancements and appropriately solution potential compliance matters

Assist coordinate responses to regulatory inquiries from foreign and US regulators

Draft and implement firm policies, controls and written supervisory procedures

Qualifications:

5-7 years’ experience with a broker-dealer, investment manager or regulator

Solid academic background with a Bachelors or Masters in Finance, Business, Economics, Computer Science, Data Sciences or Information Systems preferred

Experience with data catalog, business glossaries, mapping and metadata management tools

Experience with data classification and data loss protection policies and controls

Experience with triaging data incidents

Working knowledge of data related regulations for data management and data protection

Knowledge of UNIX, SQL, Python and databases is a plus

Ability to develop solutions that satisfy relevant regulations while executing sound business judgment

Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision

To be successful in this position, you will have the following:

Self-motivated and able to handle tasks with minimal supervision

Superb analytical and problem-solving skills

Excellent collaboration and communication (verbal and written) skills

Outstanding organizational and time management skills

Company Benefits Perks

Competitive salary, annual performance-based bonus, and stock grant

Retirement plan 401(k) with competitive company match

Excellent health and wellness benefits, including medical, dental, and vision coverage; company-paid medical healthcare premium

Wellness screenings and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)

Daily company lunch allowance and a fully stocked kitchen with healthy options for breakfast and snacks

Corporate events, including team outings, dinners, volunteer activities, and company sports teams

Education reimbursement and learning opportunities