Deputy Chief Compliance Officer- Investment Advisor

The Deputy Chief Compliance Officer serves as a senior leader within the Compliance function of a U.S.-based asset management firm. Reporting directly to the Chief Compliance Officer (CCO) of the registered investment advisor, this individual plays a critical role in maintaining the integrity of the firm's compliance program — overseeing regulatory adherence, managing risk, and fostering a culture of ethical conduct across investment, operational, and client-facing teams.